Securities Litigation, Alternative Dispute Resolution
Arbitration
David Harrison, the founder of The Law Offices of David Harrison, P.C. in Beverly Hills, California, brings over 25 years of expertise to his practice in Securities Litigation and Arbitration. Over the course of his career, Mr. Harrison has successfully recovered millions of dollars on behalf of his clients. His primary focus is on securities litigation and investment fraud matters, representing clients in FINRA, state, and federal courts throughout the Los Angeles metropolitan area and its neighboring communities.
Beyond his representation of customers, Mr. Harrison leverages his extensive background, including being Series 7 licensed at Shearson Lehman Brothers and his work in compliance and legal departments at Morgan Stanley Dean Witter, to advocate for financial advisors and stockbrokers in arbitration and regulatory proceedings. His advocacy spans a wide range of issues, including FINRA 8210 inquiries, On-The-Record proceedings, enforcement actions, U-4 and U-5 negotiated termination language, expungements, deferred compensation, wrongful discharge/termination, unfair business practices, retaliation, discrimination, and the proration of promissory notes.
Drawing from his experiences as an assistant district attorney at the New York City District Attorney’s Office, Mr. Harrison applies his investigative and litigation skills to achieve favorable outcomes for his clients. A distinctive strength lies in his deep understanding of brokerage firms and his ability to navigate complex trading cases.
Known for his unwavering dedication and persistence, Mr. Harrison is recognized for his honesty and reliability. He takes the time to patiently explain legal procedures to his clients, ensuring they are well-informed about every step in the progression of their cases. His empathetic approach provides invaluable support to clients facing challenging circumstances.
Mr. Harrison’s educational background includes a Bachelor of Science in Finance from the University of Southern California and a Doctor of Jurisprudence from the Southwestern School of Law. Furthermore, he clerked for a distinguished judge at the United States District Court for the Central District of California. He holds licenses to practice law in both New York and California.
His expertise has garnered recognition in publications such as Money magazine, USA Today, and the Los Angeles Times, where he has been quoted on various securities-related topics. Mr. Harrison boasts top-notch client ratings and a multitude of favorable client testimonials, affirming his exceptional contributions to the legal field.